Skip to main content

Regulatory Reporting

Regulatory reporting guide. Generate and download AML, FATCA, CRS, QTFN, IRD, and tax reports for NZ, Australia, and US compliance.

Fahim Kaidawala avatar
Written by Fahim Kaidawala
Updated this week

Caruso's regulatory reporting suite is designed to simplify compliance for fund managers in New Zealand, Australia, and the United States.

Caruso consolidates the data requirements for each mandated report, allowing fund managers to enrich Caruso data with off-platform inputs if necessary. Reports can be downloaded in the prescribed formats for submission to the relevant tax authorities. This help article summarises the reporting catalogue.

This article provides a summary of the available regulatory reports.


Regulatory Report Catalog

Region

Report

Help article

Australia

Quarterly Tax File Number (QTFN)

Annual Investment Income Report (AIIR)

Coming soon

New Zealand

Investment Income Reporting
​

Investor Certificate PIE Returns (IR854) & Annual Reconciliation PIE Return (IR843)

Investment Income Reporting
​
Resident Withholding Tax on Interest (IPS)

Investment Income Reporting
​
Non-resident Withholding Tax (NRWT)

Investment Income Reporting
​
Dividend Withholding Tax (DWT)

Coming soon

Global

Foreign Account Tax Compliance Act (FATCA)

Common Reporting Standard (CRS)

Coming soon


If you have any questions or need help at any stage, please contact our Caruso Support team either by email or live chat.

Did this answer your question?