Effortlessly streamline AML (Anti-money laundering) and KYC (Know your customer) procedures with Caruso, fostering stronger investor relationships.
To manage an account entity select "Accounts" in the navigation pane, then search/filter and select the required account. Access account status, essential information, add notes, attach documents and more.
Click on the ellipses or the three dots to explore the Account actions mentioned below:
Impersonate account: Use this action to impersonate the selected Account and log into the investor portal on their behalf of an investor.
Lock account: Use this action to restrict the selected Account's access to the investor portal. Locking an account will send the Account holder a email notification.
Resend email confirmation: Use this action to send the investor an email if their email address has been updated.
Explore the tabs provided to view and edit account details. Here's an overview of each tab:
Activity: View a comprehensive log of account details, notes, and documents. Additionally, add notes or upload documents.
Tasks: Create tasks, view both Admin and investor-related tasks and mark in-progress tasks complete.
Documents: Related documents related to an account can be stored here.
Notes: Notes can be created and viewed here in relation to the account.
Investing Entities: View, manage, and add new Investing Entities.
Connections: View and add connections (informal relationships) with other accounts here.
KYC: Access status details and efficiently manage Identity, document, address verification, and PEP (Politically Exposed Persons) checks.
Details: Basic personal information like name and email address.