In order to assist fund managers in fulfilling obligations outlined in anti-money laundering and countering the financing of terrorism legislation, Caruso provides a capability to allocate a risk profile rating for each investing entity.
To assign a rating, simply access the specific investing entity and select the "Risk" tab.
Assign the relevant rating and click "Save changes" to confirm and apply the rating. The rating will now be visible within the investing entity's details header.
An investing entity's risk rating is also visible from down the right hand side of the list page for investing entities.
For guidelines on how to determine an investing entity's risk rating please consult your appointed compliance officer.